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IIROC opens door to greater use of technology in the investment industry
Clearer regulatory guidance from IIROC was a key factor in Investment Planning Counsel’s decision to embrace electronic signatures. ilkercelik/iStockPhoto / Getty Images The rise of fintech – and robo-advisors, in particular – is spurring financial services firms and financial advisors to embrace client-facing technology. But regulatory hurdles make it harder for them to implement these …